Equity trading

Results: 422



#Item
301Equity securities / Economics / Finance / Par value / Bank / Stock / Stock market / Financial economics / Corporate finance

Declaration by the qualified or principal participants according to art. 3 par. 2 lit. cbis of the Banking Act or art. 23 par 4 Ordinance on Stock Exchanges and Securities Trading (must be completed by the holders of qua

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Source URL: www.finma.ch

Language: English - Date: 2008-12-29 02:51:04
302Futures exchanges / Companies listed on the New York Stock Exchange / Nordion / S&P/TSX Composite Index / Science and technology in Canada / Montreal Exchange / NDN / Exchange / Futures contract / Financial economics / Investment / Economy of Canada

Trading – Interest Rate Derivatives Trading – Equity and Index Derivatives Back-office – Futures Back-office - Options Technology

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Source URL: www.m-x.ca

Language: English
303Commodities market / Financial services / Hedge fund / Commodity pool / XML / Commodity Futures Trading Commission / U.S. Securities and Exchange Commission / Private equity / Financial economics / Finance / Investment

PFRD System Frequently Asked Questions

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Source URL: www.iard.com

Language: English - Date: 2014-09-04 15:01:54
304Investment / Chicago Mercantile Exchange / Finance / Chicago Board Options Exchange / NYSE Arca / NYSE Euronext / Futures exchanges / Financial economics / Montreal Exchange

Trading – Interest Rate Derivatives Trading – Equity and Index Derivatives Back-office – Futures Back-office - Options Technology

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Source URL: www.m-x.ca

Language: English
305Investment / Self-regulatory organizations / Business / Investment Industry Regulatory Organization of Canada / Securities / Financial adviser / Ombudsman for Banking Services and Investments / Exempt market dealer / Universal Market Integrity Rules / Financial regulation / Financial economics / Finance

The Investment Industry Regulatory Organization of Canada, or “IIROC,” is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada

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Source URL: iiroc.ca

Language: English - Date: 2014-01-02 10:59:32
306Stock market / Common law / Equity / Fiduciary / Insider trading / Financial adviser / Conflict of interest / Stock / Dodd–Frank Wall Street Reform and Consumer Protection Act / Law / Financial economics / Economics

New Brunswick Investment Management Corporation Société de gestion des placements NB Code of Ethics and Business Conduct Covering Directors and Employees

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Source URL: nbimc.com

Language: English - Date: 2012-09-27 10:01:04
307Equity securities / Economics / Finance / Par value / Bank / Stock / Stock market / Financial economics / Corporate finance

Declaration by the qualified or principal participants according to art. 3 par. 2 lit. cbis of the Banking Act or art. 23 par 4 Ordinance on Stock Exchanges and Securities Trading (must be completed by the holders of qua

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Source URL: www.finma.ch

Language: English - Date: 2008-12-29 02:51:04
308

Trading – Interest Rate Derivatives Trading – Equity and Index Derivatives Back-office – Futures Back-office - Options Technology

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Source URL: www.m-x.ca

Language: English
    309

    Re: Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

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    Source URL: www.calpers-governance.org

    - Date: 2012-02-15 11:22:50
      310Funds / Collective investment schemes / Financial markets / Exchange-traded fund / Mutual fund / 401 / Pension / Active management / Fund.com / Financial economics / Investment / Financial services

      Working Paper Executive Summary November 2009, WP# [removed]FEES AND TRADING COSTS OF EQUITY MUTUAL FUNDS IN 401(k) PLANS AND

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      Source URL: crr.bc.edu

      Language: English - Date: 2012-03-15 14:23:50
      UPDATE